Who We Are

The dictionary defines an "oasis" as a fertile area in a wasteland/desert made so by the presence of water.  An existence of refuge, relief of pleasant contrast.

We designed Oasis Capital Management LLC (OCM) as a refuge from traditional investment education which advises you to remain 100% invested all 252 trading days per year.  Research confirms that liquidity is like water to an active portfolio.  It allows investors the ability to capture opportunity when it arises and avoid catastrophic exposure when it declines.  The next 5 years will be nothing like the last 10. Are you prepared?

Oasis Capital Management LLC is located in the Wrightsville Beach/Wilmington Area of North Carolina.    

OCM began operations in August of 2008 as a general registered investment advisory firm, Tier 2 Option Trading Specialists and portfolio manager for accredited investors and their families.  In 2023, OCM de-registered to work specifically with a small group of current clients and to embark on a mission to educate investors to the pitfalls of traditional investment portfolio management & design.  

Portfolio Analysis & Design

We offer an initial, no cost opportunity to discuss your current portfolio design.  A complete portfolio and risk management analysis is available for a flat rate of $1,250.

Widow's Trust

Our Widow's Trust Final Instruction Manual is a private consultation and recording of your most personal instructions to alert and guide your family and friends of your final plans and wishes.  Widow's Trust was designed working with a number of clients who requested help in organizing and presenting such instructions.  These clients included my own parents, so I know first-hand the hassles that can be prevented from taking time to formalize these plans.  We take the work and assembly off your hands.

Tom began his career at LPL Financial in 1994, selling 401(K) plans and general, packaged portfolio management services to small business, medical professionals and wealthy families in the Northern Virginia/DC Metro Area.

Tom held the Series 7 General Securities & Series 63 Licenses from 1994 -2006 and the Series 65  Uniform Investment Adviser Law/Investment Advisor License from 1997 -to- present. (FINRA # 217738).

Tom served as a member of The Business Bank of Northern VA Advisory Board and as an advisor to private non-profit groups including The Children's Inn at NIH. 

Tom now resides and maintains an active, sporting lifestyle in the Wrightsville Beach/ Wilmington Area with his wife Catherine.  They have 4 wonderful adult children with precious growing families.